Firms
- Client Consent for Name Referral form
- Financial Products Application – Firms
- Form 1 Position Report – PDF Format or Form 1 – Excel Format
- Guidelines to Assist in Completing FORM 1
- Personal Information Client Consent Form
- Shareholder Loan Undertaking
- Unlicensed Insurance Client Consent
Individuals
- Consent and Notification
- Employment Letter
- Financial Products Application – Individuals
- Continuing Education Record Sheet
- Secondary Business Application
Fact Sheets
Fact sheet – About your Insurance Broker
Fact Sheet – About your insurance Broker (French)