The Principal Broker Handbook is a comprehensive sourcebook of RIBO regulatory requirements and guidance. The intention is to provide Principal Brokers and Deputy Principal Brokers with a tool to better manage their supervisory responsibilities undertaken on behalf of their brokerage. Access the handbook here.
- Fair Treatment of Customers (2019)
- Federal Legislation Awareness Compliance
- Fraud Prevention and Education
- New Business Guidelines
- Optional Benefits – Auto Insurance
- Product Suitability – A Best Practices Approach
- Water Damage
- Supplementary Resources