Licensee Resources

The Broker Standards section includes information about ethical responsibilities, professional standards and legal obligations:

• Code of Conduct Handbook
• Principal Broker Handbook
• Guidance on specific topics
• Forms and fact sheets
• Legislation and regulations

The Individual Licensee Resources section includes:

• Access to IRIS (broker management portal)
• IRIS resources (such as guides and video tutorials)
• RIBO licence renewal information
• Services, requests and fees.

The Brokerage Resources section includes information about:

• The Spot Check process (compliance audit program)
• Renewing your firm licence
• Services and requests (Principal Broker Menu) including:
  • Employment changes
  • Position reports
  • Errors and omissions / fidelity bond
  • Application for amalgamation checklist
  • Certificates of authority
  • Secure file transfer

The Education section includes information about:

• Continuing Education (CE) including:
  • Broker requirements
  • Accredited seminars and courses
• Course accreditation including:
  • Eligibility guidelines
  • How to apply

The Frequently Asked Questions section includes answers to common inquiries for quick reference on topics such as licensing, exams, renewals, IRIS, guidance and legislation.

The External Resources section connects you to information and organizations relevant to your career as a general insurance broker in Ontario.