Posted October 1, 2025
RIBO’s Guide to Spot Checks course was designed primarily to educate Principal Brokers and Deputy Principal Brokers. While not currently mandatory, the course content will also be valuable for brokerage staff (Office Managers, Compliance Officers, accountants), education providers, and new or prospective Principal Brokers.
Our new education platform hosts the course and is part of our commitment outlined in the strategic plan to strengthening broker knowledge and compliance through education and investments in regulator-led learning.
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