Home \ Registration Checklist Registration Checklist Registration Checklist Before you get started, please review this checklist and information guide, so that you know what to expect. PLEASE NOTE: Individuals with Insurance Institute exam results will have their applications automatically rejected if their results are less than two weeks old Failure to submit current employment confirmation form, criminal record verification and official results letter and any additional documentation as required within the application will result in further delays in processing times. 1) Copy of Government Issued ID Check You will be required to complete a Criminal Record Check. For residents of the United States, please complete an FBI Criminal Record Check 2) If applicable, copy of insurance broker licenses from other jurisdictions Check 3) If you have you confirmed employment with a brokerage please ensure you have the correct address of the brokerage and branch location where you will be working (if applicable). Check 4) Please ensure you have the completed Employee Confirmation Letter Employment Confirmation Letter signed by Principal Broker or Deputy Principal broker at the brokerage you are employed with. Please ensure that your legal name is on the Employment Confirmation letter NOTE: You may need Adobe Acrobat to fill in this form. If you do not have it, download it for free here Completed & Signed? Check 5) If you will have employment in addition to that of an insurance broker: a. complete the appropriate Secondary Business Exemption Form and b. obtain support from your Principal Broker for your other employment.Please note that if you do not complete this information as part of the application, this may delay your application. Check 6) If you have had a previous bankruptcy, please ensure you have copies of the following: brief explanation why you were in a position to claim bankruptcy Consumer proposal or plan of arrangement Copy of your most recent Statement of AffairsCopy of discharge Check 7) If you are currently or previously were subject to legal proceedings, a court order, or judgement, please ensure you have copies of Court Documents, Judgement or Court Order Check 8) We highly recommend you review our User Guide to fully understand payment options available to you or your brokerage.
